This form provides the basic necessary information about you and your circumstances. It helps you relay to us what’s important to you and what you’re trying to accomplish.
This is how we assess your attitude toward risk and your investment personality. It’s a tool that helps ensure we put your account in the most suitable investment portfolio.
This is a phone call or video conference that lasts about 15 minutes. We answer any questions you may have; explain the process to you; and clarify anything not covered in the submitted forms. If needed, we’ll schedule a longer in the future whether it be in person meeting, video conference, or over the phone. Every situation is different and we are flexible to meet your needs.
This can be done over the computer (virtually) using electronic signatures or in person.